100% Guaranteed Results ISO-IEC-27001-Lead-Auditor Unlimited 140 Questions [2023]
ISO-IEC-27001-Lead-Auditor Dumps PDF - Want To Pass ISO-IEC-27001-Lead-Auditor Fast
PECB ISO-IEC-27001-Lead-Auditor certification is beneficial for professionals in various industries, including IT, finance, healthcare, and government. It demonstrates their commitment to information security management and their ability to ensure the confidentiality, integrity, and availability of information assets. It also enhances their career prospects and opens up new opportunities for growth and advancement.
The ISO-IEC-27001-Lead-Auditor certification exam is intended for professionals who have experience in information security management and auditing. It is designed to help individuals acquire the skills and knowledge required to conduct an effective and efficient ISMS audit. PECB Certified ISO/IEC 27001 Lead Auditor exam certification exam covers various topics, including the principles of information security management, the ISO 27001 standard, auditing techniques, and the certification process.
NEW QUESTION # 52
What is a reason for the classification of information?
- A. To structure the information according to its sensitivity
- B. To provide clear identification tags
- C. Creating a manual describing the BYOD policy
Answer: A
Explanation:
The reason for the classification of information is to structure the information according to its sensitivity. Information classification is a process of assigning categories or labels to information based on its value, sensitivity, criticality and legal requirements. Information classification helps to determine the appropriate level of security controls and handling procedures for different types of information. Information classification also facilitates the communication of information security requirements and expectations among internal and external parties. ISO/IEC 27001:2022 requires the organization to classify information in terms of legal requirements, value, criticality and sensitivity to unauthorized disclosure or modification (see clause A.8.2.1). Reference: [CQI & IRCA Certified ISO/IEC 27001:2022 Lead Auditor Training Course], ISO/IEC 27001:2022 Information technology - Security techniques - Information security management systems - Requirements, What is Data Classification?
NEW QUESTION # 53
You are carrying out your first third-party ISMS surveillance audit as an Audit Team Leader. You are presently in the auditee's data centre with another member of your audit team.
You are currently in a large room that is subdivided into several smaller rooms, each of which has a numeric combination lock and swipe card reader on the door. You notice two external contractors using a swipe card and combination number provided by the centre's reception desk to gain access to a client's suite to carry out authorised electrical repairs.
You go to reception and ask to see the door access record for the client's suite. This indicates only one card was swiped. You ask the receptionist and they reply, "yes it's a common problem. We ask everyone to swipe their cards but with contractors especially, one tends to swipe and the rest simply 'tailgate' their way in" but we know who they are from the reception sign-in.
Based on the scenario above which one of the following actions would you now take?
- A. Raise a nonconformity against control A.5.20 'addressing information security in supplier relationships' as information security requirements have not been agreed upon with the supplier
- B. Take no action. Irrespective of any recommendations, contractors will always act in this way
- C. Raise a nonconformity against control A.7.6 'working in secure areas' as security measures for working in secure areas have not been defined
- D. Tell the organisation they must write to their contractors, reminding them of the need to use access cards appropriately
- E. Raise an opportunity for improvement that contractors must be accompanied at all times when accessing secure facilities
- F. Raise an opportunity for improvement to have a large sign in reception reminding everyone requiring access must use their swipe card at all times
- G. Determine whether any additional effective arrangements are in place to verify individual access to secure areas e.g. CCTV
- H. Raise a nonconformity against control A.7.2 'physical entry' as a secure area is not adequately protected
Answer: H
Explanation:
According to ISO/IEC 27001:2022, which specifies the requirements for establishing, implementing, maintaining and continually improving an information security management system (ISMS), control A.7.2 requires an organization to implement appropriate physical entry controls to prevent unauthorized access to secure areas1. The organization should define and document the criteria for granting and revoking access rights to secure areas, and should monitor and record the use of such access rights1. Therefore, when auditing the organization's application of control A.7.2, an ISMS auditor should verify that these aspects are met in accordance with the audit criteria.
Based on the scenario above, the auditor should raise a nonconformity against control A.7.2, as the secure area is not adequately protected from unauthorized access. The auditor should provide the following evidence and justification for the nonconformity:
Evidence: The auditor observed two external contractors using a swipe card and combination number provided by the centre's reception desk to gain access to a client's suite to carry out authorized electrical repairs. The auditor checked the door access record for the client's suite and found that only one card was swiped. The auditor asked the receptionist and was told that it was a common problem that contractors tend to swipe one card and tailgate their way in, but they were known from the reception sign-in.
Justification: This evidence indicates that the organization has not implemented appropriate physical entry controls to prevent unauthorized access to secure areas, as required by control A.7.2. The organization has not defined and documented the criteria for granting and revoking access rights to secure areas, as there is no verification or authorization process for providing swipe cards and combination numbers to external contractors. The organization has not monitored and recorded the use of access rights to secure areas, as there is no mechanism to ensure that each individual swipes their card and enters their combination number before entering a secure area. The organization has relied on the reception sign-in as a means of identification, which is not sufficient or reliable for ensuring information security.
The other options are not valid actions for auditing control A.7.2, as they are not related to the control or its requirements, or they are not appropriate or effective for addressing the nonconformity. For example:
Take no action: This option is not valid because it implies that the auditor ignores or accepts the nonconformity, which is contrary to the audit principles and objectives of ISO 19011:20182, which provides guidelines for auditing management systems.
Raise a nonconformity against control A.5.20 'addressing information security in supplier relationships' as information security requirements have not been agreed upon with the supplier: This option is not valid because it does not address the root cause of the nonconformity, which is related to physical entry controls, not supplier relationships. Control A.5.20 requires an organization to agree on information security requirements with suppliers that may access, process, store, communicate or provide IT infrastructure components for its information assets1. While this control may be relevant for ensuring information security in supplier relationships, it does not address the issue of unauthorized access to secure areas by external contractors.
Raise a nonconformity against control A.7.6 'working in secure areas' as security measures for working in secure areas have not been defined: This option is not valid because it does not address the root cause of the nonconformity, which is related to physical entry controls, not working in secure areas. Control A.7.6 requires an organization to define and apply security measures for working in secure areas1. While this control may be relevant for ensuring information security when working in secure areas, it does not address the issue of unauthorized access to secure areas by external contractors.
Determine whether any additional effective arrangements are in place to verify individual access to secure areas e.g. CCTV: This option is not valid because it does not address or resolve the nonconformity, but rather attempts to find alternative or compensating controls that may mitigate its impact or likelihood. While additional arrangements such as CCTV may be useful for verifying individual access to secure areas, they do not replace or substitute the requirement for appropriate physical entry controls as specified by control A.7.2.
Raise an opportunity for improvement that contractors must be accompanied at all times when accessing secure facilities: This option is not valid because it does not address or resolve the nonconformity, but rather suggests a possible improvement action that may prevent or reduce its recurrence or severity. While accompanying contractors at all times when accessing secure facilities may be a good practice for ensuring information security, it does not replace or substitute the requirement for appropriate physical entry controls as specified by control A.7.2.
Raise an opportunity for improvement to have a large sign in reception reminding everyone requiring access must use their swipe card at all times: This option is not valid because it does not address or resolve the nonconformity, but rather suggests a possible improvement action that may increase awareness or compliance with the existing controls. While having a large sign in reception reminding everyone requiring access must use their swipe card at all times may be a helpful reminder for ensuring information security, it does not replace or substitute the requirement for appropriate physical entry controls as specified by control A.7.2.
Tell the organisation they must write to their contractors, reminding them of the need to use access cards appropriately: This option is not valid because it does not address or resolve the nonconformity, but rather instructs the organization to take a corrective action that may not be effective or sufficient for ensuring information security. While writing to contractors, reminding them of the need to use access cards appropriately may be a communication measure for ensuring information security, it does not replace or substitute the requirement for appropriate physical entry controls as specified by control A.7.2.
NEW QUESTION # 54
Stages of Information
- A. creation, distribution, use, maintenance, disposition
- B. creation, evolution, maintenance, use, disposition
- C. creation, use, disposition, maintenance, evolution
- D. creation, distribution, maintenance, disposition, use
Answer: A
Explanation:
The stages of information are creation, distribution, use, maintenance, and disposition. These are the phases that information goes through during its lifecycle, from the moment it is generated to the moment it is destroyed or archived. Each stage of information has different security requirements and risks, and should be managed accordingly. Creation, evolution, maintenance, use, and disposition are not the correct stages of information, as evolution is not a distinct stage, but a process that can occur in any stage. Creation, use, disposition, maintenance, and evolution are not the correct stages of information, as they are not in the right order. Creation, distribution, maintenance, disposition, and use are not the correct stages of information, as they are not in the right order. Reference: : CQI & IRCA ISO 27001:2022 Lead Auditor Course Handbook, page 32. : [ISO/IEC 27001 LEAD AUDITOR - PECB], page 12.
NEW QUESTION # 55
A member of staff denies sending a particular message.
Which reliability aspect of information is in danger here?
- A. availability
- B. correctness
- C. integrity
- D. confidentiality
Answer: C
NEW QUESTION # 56
Changes to the information processing facilities shall be done in controlled manner.
- A. False
- B. True
Answer: B
Explanation:
Changes to the information processing facilities shall be done in a controlled manner, according to clause 12.1.2 of ISO/IEC 27001:2022. This is to ensure that the security of information and systems is not compromised by the changes, and that the changes are authorized, documented, tested, and approved before implementation. Reference: : CQI & IRCA ISO 27001:2022 Lead Auditor Course Handbook, page 63. : ISO/IEC 27001:2022, clause 12.1.2.
NEW QUESTION # 57
Please match the roles to the following descriptions:
Answer:
Explanation:
To complete the table click on the blank section you want to complete so that it is highlighted in red, and then click on the applicable test from the options below. Alternatively, you may drag and drop each option to the appropriate blank section.
Reference:
[ISO 19011:2022 Guidelines for auditing management systems]
[ISO/IEC 17021-1:2022 Conformity assessment - Requirements for bodies providing audit and certification of management systems - Part 1: Requirements]
NEW QUESTION # 58
What is the worst possible action that an employee may receive for sharing his or her password or access with others?
- A. Three days suspension from work
- B. The lowest rating on his or her performance assessment
- C. Termination
- D. Forced roll off from the project
Answer: C
Explanation:
The worst possible action that an employee may receive for sharing his or her password or access with others is termination, because this is a serious breach of the organization's information security policy and access control policy. Sharing password or access with others may allow unauthorized users to access sensitive or confidential information, or to perform malicious or fraudulent activities on behalf of the employee. The employee should keep his or her password or access confidential and secure, and should not disclose it to anyone under any circumstances. Reference: [CQI & IRCA Certified ISO/IEC 27001:2022 Lead Auditor Training Course], [ISO/IEC 27001:2022 Information technology - Security techniques - Information security management systems - Requirements], Example of an information security policy, Example of an access control policy
NEW QUESTION # 59
Which of the following is a preventive security measure?
- A. Installing logging and monitoring software
- B. Shutting down the Internet connection after an attack
- C. Storing sensitive information in a data save
Answer: C
Explanation:
A preventive security measure is a measure that aims to prevent or deter potential incidents from occurring, or to reduce their likelihood or impact. A preventive security measure can be a policy, a procedure, a device, a technique or an action that reduces the exposure to threats and vulnerabilities. Storing sensitive information in a data safe is an example of a preventive security measure, because it protects the information from unauthorized access, disclosure, modification or destruction by physical means, such as theft, fire, flood, etc. ISO/IEC 27001:2022 defines preventive control as "control that modifies risk by avoiding an unwanted incident" (see clause 3.19). Reference: [CQI & IRCA Certified ISO/IEC 27001:2022 Lead Auditor Training Course], ISO/IEC 27001:2022 Information technology - Security techniques - Information security management systems - Requirements, [What is Preventive Security?]
NEW QUESTION # 60
__________ is a software used or created by hackers to disrupt computer operation, gather sensitive information, or gain access to private computer systems.
- A. Operating System
- B. Trojan
- C. Virus
- D. Malware
Answer: D
NEW QUESTION # 61
During a third-party certification audit you are presented with a list of issues by an auditee. Which four of the following constitute 'external' issues in the context of a management system to ISO/IEC 27001:2022?
- A. Higher labour costs as a result of an aging population
- B. A reduction in grants as a result of a change in government policy
- C. Inability to source raw materials due to government sanctions
- D. A fall in productivity linked to outdated production equipment
- E. A rise in interest rates in response to high inflation
- F. Poor levels of staff competence as a result of cuts in training expenditure
- G. Poor morale as a result of staff holidays being reduced
- H. Increased absenteeism as a result of poor management
Answer: A,B,C,E
Explanation:
According to ISO/IEC 27001:2022, which specifies the requirements for establishing, implementing, maintaining and continually improving an information security management system (ISMS), clause 4.1 requires an organization to determine external and internal issues that are relevant to its purpose and that affect its ability to achieve the intended outcomes of its ISMS2. External issues are those that originate from outside the organization, such as legal, regulatory, cultural, social, political, economic, natural and competitive factors2. Internal issues are those that originate from within the organization, such as governance, structure, roles and responsibilities, policies, objectives, culture, capabilities, resources and information systems2. Therefore, based on this definition, four examples of external issues in the context of a management system to ISO/IEC 27001:2022 are a rise in interest rates in response to high inflation (which affects the economic environment of the organization), a reduction in grants as a result of a change in government policy (which affects the political and legal environment of the organization), higher labour costs as a result of an aging population (which affects the social and demographic environment of the organization), and inability to source raw materials due to government sanctions (which affects the trade and supply environment of the organization)2. The other options are examples of internal issues, as they originate from within the organization or its activities. For example, poor levels of staff competence as a result of cuts in training expenditure (which affects the capabilities and resources of the organization), increased absenteeism as a result of poor management (which affects the culture and performance of the organization), poor morale as a result of staff holidays being reduced (which affects the motivation and satisfaction of the organization's personnel), and a fall in productivity linked to outdated production equipment (which affects the efficiency and quality of the organization's processes)2. Reference: ISO/IEC 27001:2022 - Information technology - Security techniques - Information security management systems - Requirements
NEW QUESTION # 62
The following are the guidelines to protect your password, except:
- A. For easy recall, use the same password for company and personal accounts
- B. Do not share passwords with anyone
- C. Change a temporary password on first log-on
- D. Don't use the same password for various company system security access
Answer: A,B
NEW QUESTION # 63
In the context of a third-party certification audit, confidentiality is an issue in an audit programme. Select two options which correctly state the function of confidentiality in an audit
- A. Observers in an audit team cannot access any confidential information
- B. Auditors should obtain the auditee's permission before using a camera or recording equipment
- C. Confidentiality is one of the principles of audit conduct
- D. Auditors are forced by regulatory requirements to maintain confidentiality in an audit
- E. As an auditor is always accompanied by a guide, there is no risk to the auditee's sensitive information
- F. Audit information can be used for improving personal competence by the auditor
Answer: B,C
Explanation:
Confidentiality is one of the principles of audit conduct that auditors should adhere to when performing audits. Confidentiality means that auditors should exercise discretion in the use and protection of information acquired in the course of their duties3. Auditors should respect the intellectual property rights of the auditee and other parties involved in the audit, and should not disclose any information that is sensitive, proprietary, or confidential without prior approval from the auditee or other authorized parties3. Auditors should also obtain the auditee's permission before using a camera or recording equipment during an audit, as these devices may capture confidential information or infringe on the privacy of individuals3. Therefore, these two options correctly state the function of confidentiality in an audit. The other options are either incorrect or irrelevant to confidentiality. For example, auditors are not forced by regulatory requirements to maintain confidentiality in an audit, but rather by ethical obligations and contractual agreements3. Observers in an audit team can access confidential information if they have signed a confidentiality agreement and have been authorized by the auditee3. Audit information can be used for improving personal competence by the auditor only if it does not compromise confidentiality or conflict with other interests3. As an auditor is always accompanied by a guide, there is still a risk to the auditee's sensitive information if the guide is not trustworthy or authorized to access such information3. Reference: ISO 19011:2018 - Guidelines for auditing management systems
NEW QUESTION # 64
A property of Information that has the ability to prove occurrence of a claimed event.
- A. Availability
- B. Integrity
- C. Accessibility
- D. Electronic chain letters
Answer: B
Explanation:
A property of information that has the ability to prove occurrence of a claimed event is integrity. Integrity is one of the three main objectives of information security, along with confidentiality and availability. Integrity ensures that information and systems are not corrupted, modified, or deleted by unauthorized actions or events. Integrity also implies that information and systems can be verified and validated as authentic and accurate. Electronic chain letters are not a property of information, but a type of spam or hoax message that may contain malicious or misleading content. Availability means that service should be accessible at the required time and usable only by the authorized entity. Accessibility is not a property of information, but a characteristic of usability that refers to how easy it is for users to access and interact with information and systems. Reference: : CQI & IRCA ISO 27001:2022 Lead Auditor Course Handbook, page 24. : [ISO/IEC 27001 Brochures | PECB], page 4. : [ISO/IEC 27001 LEAD AUDITOR - PECB], page 13.
NEW QUESTION # 65
You are conducting an ISMS audit in the despatch department of an international logistics organisation that provides shipping services to large organisations including local hospitals and government offices. Parcels typically contain pharmaceutical products, biological samples, and documents such as passports and driving licences. You note that the company records show a very large number of returned items with causes including misaddressed labels and, in 15% of cases, two or more labels for different addresses for the one package. You are interviewing the Shipping Manager (SM).
You: Are items checked before being dispatched?
SM: Any obviously damaged items are removed by the duty staff before being dispatched, but the small profit margin makes it uneconomic to implement a formal checking process.
You: What action is taken when items are returned?
SM: Most of these contracts are relatively low value, therefore it has been decided that it is easier and more convenient to simply reprint the label and re-send individual parcels than it is to implement an investigation.
You raise a nonconformity against ISO 27001:2022 based on the lack of control of the labelling process.
At the closing meeting, the Shipping Manager issues an apology to you that his comments may have been misunderstood. He says that he did not realise that there is a background IT process that automatically checks that the right label goes onto the right parcel otherwise the parcel is ejected at labelling. He asks that you withdraw your nonconformity.
Select three options of the correct responses that you as the audit team leader would make to the request of the Shipping Manager.
- A. Inform the Shipping Manager that the nonconformity is minor and should be quickly corrected
- B. Advise the Shipping Manager that his request will be included in the audit report
- C. Thank the Shipping Manager for his honesty but advise that withdrawing the nonconformity is not the right way to proceed
- D. Ask the audit team members to state what they think should happen
- E. Advise the Shipping Manager that the nonconformity must stand since the evidence obtained for it was dear
- F. Advise management that the new information provided will be discussed when the auditors have more time
- G. Indicate that the nonconformity is evidence of a deeper system failure that needs to be rectified
- H. Inform him of your understanding and withdraw the nonconformity
Answer: B,C,F
Explanation:
A) Advise the Shipping Manager that his request will be included in the audit report. This is true because the audit report should document all the relevant information and evidence related to the audit, including any requests or objections raised by the auditee. The audit report should also provide the rationale for the audit conclusions and recommendations12.
B) Advise management that the new information provided will be discussed when the auditors have more time. This is true because the auditors should not make hasty decisions based on incomplete or unverified information. The auditors should review and evaluate the new information in a systematic and objective manner, and determine whether it affects the audit findings, nonconformities, or conclusions12.
F) Thank the Shipping Manager for his honesty but advise that withdrawing the nonconformity is not the right way to proceed. This is true because the auditors should acknowledge and appreciate the cooperation and transparency of the auditee, but also maintain their professional integrity and independence. The auditors should not withdraw a nonconformity unless they are satisfied that it was raised in error or that it has been effectively corrected and verified12.
Reference:
ISO 19011:2022 Guidelines for auditing management systems
ISO/IEC 17021-1:2022 Conformity assessment - Requirements for bodies providing audit and certification of management systems - Part 1: Requirements
NEW QUESTION # 66
Which department maintain's contacts with law enforcement authorities, regulatory bodies, information service providers and telecommunications service providers depending on the service required.
- A. CSM
- B. MRO
- C. COO
- D. CISO
Answer: D
NEW QUESTION # 67
In acceptable use of Information Assets, which is the best practice?
- A. Access to information and communication systems are provided for business purpose only
- B. Interfering with or denying service to any user other than the employee's host
- C. Accessing phone or network transmissions, including wireless or wifi transmissions
- D. Playing any computer games during office hours
Answer: A
NEW QUESTION # 68
Below is Purpose of "Integrity", which is one of the Basic Components of Information Security
- A. the property that information is not made available or disclosed to unauthorized individuals
- B. the property of being accessible and usable upon demand by an authorized entity.
- C. the property that information is not made available or disclosed to unauthorized individuals
- D. the property of safeguarding the accuracy and completeness of assets.
Answer: D
Explanation:
Integrity is one of the basic components of information security, along with confidentiality and availability. Integrity means that information is safeguarded from unauthorized or accidental changes that could affect its accuracy and completeness. Integrity ensures that information is reliable and trustworthy3. Reference: ISO/IEC 27001:2022 Lead Auditor Training Course - BSI
NEW QUESTION # 69
Access Control System, CCTV and security guards are form of:
- A. Access Control
- B. Compliance
- C. Physical Security
- D. Environment Security
Answer: C
NEW QUESTION # 70
You receive the following mail from the IT support team: Dear User,Starting next week, we will be deleting all inactive email accounts in order to create spaceshare the below details in order to continue using your account. In case of no response, Name:
Email ID:
Password:
DOB:
Kindly contact the webmail team for any further support. Thanks for your attention.
Which of the following is the best response?
- A. Respond it by saying that one should not share the password with anyone
- B. One should not respond to these mails and report such email to your supervisor
- C. Ignore the email
Answer: B
NEW QUESTION # 71
There was a fire in a branch of the company Midwest Insurance. The fire department quickly arrived at the scene and could extinguish the fire before it spread and burned down the entire premises. The server, however, was destroyed in the fire. The backup tapes kept in another room had melted and many other documents were lost for good.
What is an example of the indirect damage caused by this fire?
- A. Water damage due to the fire extinguishers
- B. Burned computer systems
- C. Burned documents
- D. Melted backup tapes
Answer: A
NEW QUESTION # 72
Why do we need to test a disaster recovery plan regularly, and keep it up to date?
- A. Otherwise it is no longer up to date with the registration of daily occurring faults
- B. Otherwise the measures taken and the incident procedures planned may not be adequate
- C. Otherwise remotely stored backups may no longer be available to the security team
Answer: B
Explanation:
Testing a disaster recovery plan regularly and keeping it up to date is essential to ensure that the measures taken and the incident procedures planned are adequate and effective in the event of a disaster6. A disaster recovery plan is a documented set of actions and arrangements to enable an organization to respond to a disaster affecting its information assets and resume its critical activities within a defined time frame7. However, a disaster recovery plan may become obsolete or ineffective due to changes in the organization's environment, operations, risks, or resources. Therefore, testing the plan periodically and updating it accordingly is necessary to verify its validity, feasibility, completeness, and accuracy6. Reference: ISO/IEC 27031:2011, clauses 7.4 and 8.3; ISO/IEC 27000:2022, clause 3.11.
NEW QUESTION # 73
......
Updated Verified ISO-IEC-27001-Lead-Auditor Q&As - Pass Guarantee: https://www.vceprep.com/ISO-IEC-27001-Lead-Auditor-latest-vce-prep.html
ISO-IEC-27001-Lead-Auditor Practice Exam Dumps - 99% Marks In PECB Exam: https://drive.google.com/open?id=1JE5e06tALXN-HDx79ar2zmpZWPvaP7Rz